Mai Shiver, Chief Compliance Officer and Director of Business Risk Management. Mai Shiver serves as the chief compliance officer and director of business risk management. In this role, Mai oversees the legal and regulatory functions that impact Wells Capital Management’s compliance responsibilities and business risk functions. She also works in close collaboration with Wells Fargo Bank’s Risk Management group to ensure Wells Capital Management meets Wells Fargo’s risk management standards. Mai brings 16 years of experience as an attorney specializing in regulatory, securities, litigation matters and commercial matters with operational knowledge of securities trading and business enhancement strategies. Prior to joining Wells Capital Management, Mai served as a director of regulatory policy for the Pacific/Archipelago Exchange and represented it on regulatory policy matters and SRO rulemaking with the Securities and Exchange Commission. Prior to joining the PCX/ARCA, Mai served as counselor for the law firm of Piper Rudnick in Chicago and law firms in San Francisco and Oakland, California. Mai received her bachelor’s degree from the University of Georgia. She earned a juris doctorate from the University of California, Hastings College of Law. Mai has been admitted to practice law in California.
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